Independent Risk Management Director, Investment Products
Core
Senior second-line risk leader providing independent oversight, strategic advisory, and credible challenge to Invest business leadership on all material risk categories.
Role type
Senior IC risk management director (investment products)
Builds
Risk governance frameworks, control effectiveness assessments, and strategic risk advisory for the Invest business
Domain
Financial services, investment products, broker-dealer, and wealth management
Required skills
Enterprise risk management, operational risk, fraud risk, third-party risk, technology/platform risk, product risk, credit risk, regulatory engagement, executive communication, strategic risk advisory
Preferred skills
Experience with digital investing platforms, model risk management, cross-functional risk assessments
Technologies
Risk management frameworks, KRIs, regulatory reporting tools
Responsibilities
Provide independent oversight of the Invest business across all material risk categories; Act as primary risk partner to Invest leadership; Present risk assessments to senior management and Board committees; Oversee aggregate portfolio risk trends including operational, fraud, third-party, technology, product, and credit risks; Collaborate with business units and Compliance to optimize risk appetite; Benchmark risk practices against peer institutions.
Seniority
Senior, hands-on IC