AML Onboarding Associate
Core
Support customer onboarding and ongoing due diligence activities in accordance with the firm's Anti-Money Laundering (AML) program, Customer Identification Program (CIP), and Customer Due Diligence (CDD) to ensure customers are properly identified, verified, risk-rated, and monitored.
Role type
AML Compliance Associate
Builds
Customer risk profiles and compliance documentation for the Active Division
Domain
Financial Services / Capital Markets / Regulatory Compliance
Deliverable
client delivery
Required skills
Analyze customer information and documentation, Assess customer risk, Resolve identity verification exceptions, Conduct CDD reviews and risk assessments, Identify high risk customers, Review and disposition of monitoring alerts
Preferred skills
Experience with onboarding platforms and screening tools (World Check, CLEAR), Ability to design effective solutions
Technologies
World Check, CLEAR
Responsibilities
Gather and analyze information collected at account onboarding to assess customer risk, Review and validate customer identification documents, Research and address AML questions from the onboarding team, Resolve identity verification exceptions and escalate red flags, Ensure timely and accurate documentation of CIP / CDD results, Conduct CDD reviews including customer risk assessments, Perform periodic and event-driven CDD refreshes, Identify high risk customers and escalate cases requiring Enhanced Due Diligence, Review and disposition of ongoing monitoring alerts including sanctions, PEP and adverse media alerts
Seniority
Mid-level, hands-on IC
