Senior Manager, Risk & Compliance Frameworks
Core
Design and maintain Enterprise Risk Management Frameworks, policies, and governance standards for a global securities exchange to ensure regulatory compliance and robust risk culture.
Role type
Senior Manager, Risk & Compliance Frameworks
Builds
Enterprise Risk Management Frameworks, Compliance Management Frameworks, and risk governance policies
Domain
Financial Markets / Securities Exchange / Regulatory Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Enterprise risk management strategy, regulatory compliance frameworks, risk appetite monitoring, non-financial risk assessment, policy governance, stakeholder influence, committee management, operational risk culture improvement
Preferred skills
Legal expertise in financial services, large-scale enterprise risk transformation, 3 lines of defence experience
Technologies
Risk management tools, compliance monitoring systems
Responsibilities
Design and maintain Enterprise Risk Management Frameworks and policies; Monitor Risk Appetite Statement and mitigating actions; Assess and monitor non-financial risks across the organization; Support Board and Committee reporting on risk and compliance; Drive continuous improvement of risk and compliance maturity; Facilitate governance forums and influence risk culture
Seniority
Senior Manager, strategic influence & execution
