Head of SOX Testing
Core
Own the end-to-end SOX business process controls testing programme, including planning, fieldwork, QA, and issue remediation for a global fintech company.
Role type
Senior IC Head of SOX Testing (Programme Lead)
Builds
Annual and interim SOX testing plans and evidence packages for external auditors
Domain
Financial Services / Regulatory Compliance (SOX/ICFR)
Required skills
SOX/ICFR testing expertise, controls testing methodology, audit standards, external resource management, stakeholder influence, governance communication
Preferred skills
Scaling testing functions, fintech experience, continuous controls monitoring, AI/data analytics in assurance, distributed team leadership
Technologies
AI, data analytics, evidence extraction tools
Responsibilities
Build and run the annual/interim testing plan; deliver Design and Operating Effectiveness testing; manage external testing resources; oversee issue remediation; build the Hyderabad testing capability and lead a team of 6+; implement AI-enabled testing innovations.
Seniority
Senior, hands-on IC with programme leadership
