Operations Executive COO & CASS Oversight - 12 Month FTC
Core
Operations Executive supporting COO and CASS oversight functions, including error tracking, audit coordination, and risk monitoring for a financial services firm.
Role type
Operations Executive (COO & CASS Oversight)
Builds
Operational loss allocations, reconciliation, and risk control self-assessments (RCSA) for internal systems and external custodial platforms.
Domain
Financial Services / Wealth Management
Deliverable
dashboards & analysis
Required skills
Microsoft Office (Word, Excel), error tracking, audit coordination, complaint investigation, transaction reporting monitoring, user access reviews, risk monitoring
Preferred skills
CASS experience, financial services operations experience, CISI Investment Operations Certificate
Responsibilities
Track COO errors and update risk event systems, coordinate internal and external audits, investigate COO errors and complaints, monitor transaction reporting and operational losses, review user access levels, maintain COO Risk & Control Self-Assessment (RCSA).
Seniority
Individual Contributor
