Officer 2, Operational Compliance Services
Core
Execute Anti-Money Laundering (AML) and Know Your Customer (KYC) processes, manage FATCA/CRS documentation, monitor compliance requirements, and prepare regulatory reports for an Investor Services group.
Role type
Operational Compliance Officer
Builds
Regulatory compliance documentation and client onboarding files
Domain
Financial Services / Investment Management / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
AML process execution, KYC documentation review, FATCA/CRS validation, risk assessment, regulatory reporting
Preferred skills
ACAMS certification, prior experience in similar compliance role
Technologies
Global data platform, proprietary compliance tools
Responsibilities
Review investor onboarding documentation for completeness, validate FATCA classifications and GIINs, perform basic risk assessments, prepare regulatory reports, handle routine client compliance inquiries
Seniority
Junior to Mid-level, hands-on IC
