Quality, Risk & Governance Lead - Compliance Operations
Core
Design and implement governance, risk, and quality control frameworks for a financial crime reporting function from scratch, ensuring scalability and robustness.
Role type
Senior IC Quality, Risk & Governance Lead (Compliance Operations)
Builds
Scalable quality control function, governance frameworks, risk inventories, SOPs, and management dashboards
Domain
Financial Services / Financial Crime / Compliance Operations
Deliverable
production ML models | product features | dashboards & analysis | client delivery | infrastructure | physical/clinical work
Required skills
Framework design and implementation, Operational risk management, Quality assurance testing, Audit coordination, Data analysis and metrics, Stakeholder management, Team leadership, Process documentation
Preferred skills
ICA, CAMS, Six Sigma certifications, Lean/Design Thinking methodologies, BI tools (Looker, Superset)
Technologies
Looker, Superset, Redash
Responsibilities
Design and run risk-based quality checks, Prepare for regulatory reviews and internal audits, Establish governance forums and reporting mechanisms, Train team members on quality standards, Manage 5-7 concurrent initiatives independently
Seniority
Senior, hands-on IC with direct reports