Senior Officer, Operational Compliance Services
Core
Review and validate AML/KYC deliverables, risk assessments, and regulatory documentation (CDD/EDD, FATCA/CRS) to ensure quality and accuracy across all complexity levels.
Role type
Senior operational compliance reviewer (AML/KYC)
Builds
Compliance documentation and risk assessment reports for investment clients
Domain
Financial services / Anti-Money Laundering / Regulatory Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
AML/KYC expertise, risk validation, regulatory compliance knowledge, quality control, complex structure review
Preferred skills
Mentoring, decision-making, problem-solving
Technologies
None stated
Responsibilities
Review and validate complex KYC files and client structures; Assess risk ratings and challenge risk assessment decisions; Ensure regulatory compliance by reviewing CDD/EDD and FATCA/CRS documentation; Oversee periodic reviews, assessments, and quality standards; Document review findings and verify compliance conclusions
Seniority
Senior, hands-on IC
