Senior Officer, Operational Compliance Services (FATCA/CRS)
Core
Review and validate AML/KYC deliverables, risk assessments, and FATCA/CRS documentation to ensure regulatory compliance and operational excellence.
Role type
Senior operational compliance reviewer (AML/KYC/FATCA/CRS)
Builds
Compliance documentation, risk assessments, and regulatory reports for investment clients
Domain
Financial services / Regulatory compliance / Anti-Money Laundering
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
AML/KYC expertise, FATCA/CRS knowledge, risk assessment validation, quality assurance, regulatory compliance review, complex structure analysis
Preferred skills
Mentoring, decision-making, problem-solving, standardization
Responsibilities
Review and validate complex KYC files and client structures; Assess risk ratings and challenge risk assessment decisions; Ensure regulatory compliance by reviewing CDD/EDD and reporting requirements; Oversee periodic reviews, assessments, and quality standards; Document review findings and verify compliance conclusions
