Associate Executive - Regulatory & Compliance
Core
Support the compliance function in preventing, detecting, and responding to compliance, regulatory, and ML/TF risks in accordance with the AML/CFT Framework.
Role type
Associate Executive, Regulatory & Compliance
Builds
Compliant client onboarding and account maintenance across multiple jurisdictions
Domain
Financial Services / Investment Management / Regulatory Compliance
Deliverable
client delivery
Required skills
KYC, AML/CFT, FATCA/CRS, international compliance frameworks, sanctions screening, file reviews, due diligence, gap analysis, Microsoft Word/Excel proficiency
Preferred skills
Law degree, prior compliance experience, analytical and problem-solving skills
Technologies
Microsoft Word, Microsoft Excel, World-Check
Responsibilities
Conduct multi-jurisdictional KYC reviews, due diligence, and account verification; manage KYC documentation and perform gap analyses; support FATCA and CRS compliance; monitor regulatory developments and draft Key Operating Procedures; communicate risks and escalate issues; collaborate with business teams and train junior colleagues
Seniority
Associate, individual contributor
