Compliance Assurance Officer
Core
Lead independent compliance assurance reviews to assess control effectiveness and identify risks within regulated environments, supporting remediation and reporting findings to management.
Role type
Senior IC compliance assurance officer
Builds
Compliance assurance reports and risk assessments for the EMAP region
Domain
Financial services regulatory compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
regulatory compliance testing, risk assessment, report writing, stakeholder engagement, data analysis, audit documentation
Preferred skills
professional audit qualification (ACCA, CIA, CISA), privacy and data protection regulation knowledge
Technologies
N/A
Responsibilities
Execute compliance assurance reviews per the annual plan, define testing approaches, analyze control effectiveness, prepare structured reports on findings and risks, engage with business owners to agree on remediation actions
Seniority
Mid-level, hands-on IC