Senior Officer, Regulatory & Compliance
Core
Reviewing and delivering complex regulatory reporting outputs for clients, ensuring quality, accuracy, and timeliness while providing technical guidance to junior staff.
Role type
Senior IC regulatory reporting officer
Builds
Regulatory reporting deliverables for investment fund clients
Domain
Financial services / Investment administration / Regulatory compliance
Deliverable
production ML models | product features | dashboards & analysis | client delivery | infrastructure | physical/clinical work
Required skills
Regulatory reporting process knowledge, detailed analytical review, root cause analysis, client relationship management, process improvement, Microsoft Excel proficiency
Preferred skills
AIFMD Annex IV reporting experience, senior analyst capacity, client-facing role experience, offshore operating model experience
Technologies
Microsoft Excel, Microsoft Office applications
Responsibilities
Review and complete regulatory reporting deliverables for allocated clients; Perform detailed analytical review of data, outputs, and reconciliations; Act as a point of contact for client queries and reporting discussions; Coordinate with internal teams and third parties to resolve delivery issues; Provide coaching and technical guidance to Analysts; Contribute to procedure updates and process improvement activities
Seniority
Senior, hands-on IC
