Officer 2, Operational Compliance
Core
Execute Anti-Money Laundering (AML) and Know Your Customer (KYC) processes, manage FATCA/CRS documentation, and monitor compliance requirements for an Investor Services group.
Role type
Operational Compliance Officer
Builds
Regulatory compliance and audit-ready documentation for investment sector clients
Domain
Financial Services / Regulatory Compliance
Deliverable
client delivery
Required skills
AML process execution, KYC documentation review, FATCA/CRS validation, risk assessment, regulatory reporting
Preferred skills
ACAMS certification, experience in similar compliance role
Technologies
Global data platform, proprietary compliance tools
Responsibilities
Review investor onboarding files for completeness, validate FATCA classifications and GIINs, perform basic risk assessments, prepare regulatory reports, handle routine client compliance inquiries
Seniority
Junior to Mid-level, hands-on IC