Senior Manager, MLCO & CO
Core
Drive regulatory compliance culture and manage financial crime risks (fraud, money laundering, terrorist financing) for an investor services group.
Role type
Senior Manager, MLCO & CO
Builds
Compliance monitoring programs, AML/CFT policies, and regulatory reporting for the investment sector.
Domain
Financial services / Private wealth / Guernsey regulatory framework
Deliverable
client delivery
Required skills
Professional compliance qualification (e.g., ICA), compliance management experience in private wealth/funds, knowledge of Guernsey financial services regulation, experience as Money Laundering Compliance Officer (MLCO)
Preferred skills
Ability to manage compliance responsibilities effectively
Technologies
N/A
Responsibilities
Organize and execute the Compliance Monitoring Programme; collaborate with MLRO to strengthen AML and CFT policies; handle regulator and auditor inquiries; provide expert guidance on AML, CTF, and sanctions; prepare Board reports; manage rolling risk-based audit and review programmes
Seniority
Senior, hands-on management
