Officer 2, Operational Compliance Services
Core
Execute Anti-Money Laundering (AML) and Know Your Customer (KYC) processes, manage FATCA and CRS requirements, and maintain regulatory compliance for investor onboarding.
Role type
Operational Compliance Officer (AML/KYC)
Builds
Regulatory compliance frameworks and investor onboarding files
Domain
Financial Services / Investment Management / Regulatory Compliance
Deliverable
client delivery
Required skills
AML/KYC process execution, FATCA/CRS validation, investor onboarding, due diligence, regulatory documentation, risk assessment, data accuracy verification
Preferred skills
ACAMS certification, experience in similar compliance roles
Technologies
Global data platform, proprietary compliance tools
Responsibilities
Review documentation for investor onboarding, validate FATCA/CRS classifications and GIINs, monitor compliance deadlines, prepare regulatory reports, respond to client compliance inquiries
Seniority
Mid-level, hands-on IC