Client Due Diligence Specialist
Core
Performing client due diligence, maintaining KYC profiles, and ensuring compliance with AML/BSA policies for Multi-Family Office and Institutional Clients.
Role type
Client Due Diligence Specialist
Builds
Compliant client profiles and regulatory documentation
Domain
Financial Services / Anti-Money Laundering
Deliverable
client delivery
Required skills
KYC requirements knowledge, AML/BSA policy understanding, risk awareness, document collection, external search engine usage, stakeholder coordination, regulatory remediation
Preferred skills
PC skills, problem identification and escalation, attention to detail, time management, teamwork, proactive self-starter
Technologies
KYCView system
Responsibilities
Ensure timely completion of client due diligence requirements for CID renewals, Obtain mandatory documents per KYC requirements, Recertify KYC forms, Perform checks using external search engines, Maintain relationships with internal stakeholders, Maintain awareness of AML/BSA policy updates, Complete event-driven renewals, Complete remediation efforts for new regulatory requirements, Participate in KYCView system testing
Seniority
Junior to Mid-level, hands-on IC