Advice Quality Specialist
Core
Ensure quality of Statements of Advice (SOAs) and provide technical support and education to a network of licensed financial advisers.
Role type
Advice Quality Specialist (QA & Technical Support)
Builds
High-quality financial advice documents and educated adviser network
Domain
Financial Advice / Wealth Management
Required skills
Holistic financial advice knowledge, SOA review, technical support, adviser coaching, attention to detail, written/verbal communication
Preferred skills
SMA/MDA portfolio experience, Xplan, Wealthsolver, XTOOLS+ CALM Modelling, Risk Researcher
Responsibilities
Conduct pre-SOA reviews, review completed SOAs for quality, provide technical webinars and training, support advisers with Wealthsolver scenarios, assist with ad-hoc SOA writing
Seniority
Mid-Senior, hands-on IC