Analista de Compliance Sênior (foco em Investigações Corporativas)
Core
Senior Compliance Analyst specializing in corporate investigations, fraud, and misconduct within a financial services environment.
Role type
Senior IC compliance analyst (corporate investigations)
Builds
Internal investigation reports, executive summaries, and corrective action plans
Domain
Financial services / Corporate Integrity
Required skills
complex internal investigation planning, investigative interviewing, evidence collection and analysis, technical report writing, stakeholder communication, process improvement, data analysis for risk trends
Preferred skills
Ethics Committee experience, CFE/CPIIC/CPC-A certifications, forensic computing/e-Discovery knowledge, data analytics in investigations, third-party due diligence, financial misconduct investigation experience
Technologies
Microsoft Office, e-Discovery platforms, digital evidence review tools
Responsibilities
Support Ethics Hotline management (screening, monitoring), plan and conduct complex internal investigations, conduct investigative interviews, collect and analyze documentary/digital/financial evidence, prepare technical reports and executive summaries, present findings to decision-making committees, coordinate with internal/external specialists, monitor corrective actions, analyze investigation data for risk trends, contribute to methodology improvement, deliver training on ethical standards, provide advisory support on Code of Ethics, support third-party due diligence and policy development
Seniority
Senior, hands-on IC