AML/KYC Quality Control Senior Associate
Core
Perform quality reviews on KYC profiles based on client AML policies and internal KYC procedures to ensure adherence to regulatory requirements.
Role type
Senior Associate, AML/KYC Quality Control
Builds
Quality-assured KYC profiles and compliance reports for clients
Domain
Financial Services / Anti-Money Laundering (AML) / Know-Your-Customer (KYC)
Required skills
Customer Due Diligence (CDD), Enhanced Due Diligence, KYC Compliance, Quality Control (QC), Anti-Money Laundering Compliance, Compliance Auditing, Compliance Risk Assessment, Compliance Training, Data Analysis and Interpretation, Data Protection Management (DPM)
Preferred skills
Accepting Feedback, Active Listening, Analytical Thinking, Anti-Bribery, Business Ethics, Code of Ethics, Communication, Compliance and Governance, Compliance and Standards, Compliance Frameworks, Compliance Program Implementation, Compliance Reporting, Compliance Review, Controls Compliance, Creativity, Cybersecurity Risk Management
Technologies
N/A
Responsibilities
Perform quality reviews on KYC profiles based on client AML policies and internal KYC procedures; Identify and document results of quality reviews and proposed remedial actions; Participate in team discussions to provide feedback and recommendations to improve analyst performance; Report/escalate quality, production, and system-related issues; Provide clear feedback to analysts and coaching as needed; Identify common errors to assist training needs of analysts; Discuss recently released guidance or changes in common approach during team huddles; Work extensively with various teams across global locations to fulfill KYC requirements; Liaise with the project's SME if needed.
Seniority
Senior Associate, hands-on IC