Compliance Associate
Core
Maintain the Firm's compliance policies and procedures for BSA/AML across Trading, Lending, and Asset Management, focusing on KYC, AML, and sanctions screening.
Role type
Associate compliance officer (BSA/AML)
Builds
Robust BSA/AML compliance program and on-chain transaction monitoring
Domain
Digital assets / Cryptocurrency / Financial Services
Required skills
KYC onboarding reviews, blockchain investigations, AML alert clearance, OFAC sanctions screening, CDD/EDD execution, regulatory audit assistance, client onboarding support, AI tool adoption
Preferred skills
CAMS certification, strong knowledge of BSA/AML/CDD/EDD/Transaction Monitoring, experience dispositioning transaction monitoring alerts, project management, cryptocurrency industry knowledge
Technologies
Generative AI, automation platforms, data copilots, OFAC screening tools
Responsibilities
Conduct and review OFAC screens and research false positives; file OFAC reports; test and validate sanction screening tools; conduct Customer Due Diligence and Enhanced Due Diligence; investigate and analyze AML alerts; implement BSA/AML procedures; assist with regulatory audits; manage client onboarding; provide client guidance via email and phone.
Seniority
Mid-level, hands-on IC
