Manager of Cashiering & Treasury
Core
Lead Cashiering and Treasury operations for a fast-growing broker-dealer, overseeing client money movement, liquidity forecasting, and regulatory controls.
Role type
Manager/Senior Manager/Director of Cashiering & Treasury
Builds
Automated money movement capabilities and controls for a broker-dealer
Domain
Financial Services / Wealth Management / Broker-Dealer
Required skills
Team leadership, daily cash and bank reconciliations, check/wire/ACH/debit card operations, SEC Rule 15c3-3, Regulation E, AML/OFAC compliance, retirement account rules, SQL/low-code tools, AI tool usage
Preferred skills
Experience leading a function through an audit or regulatory exam, FINRA Series 7 and Series 24 licenses
Technologies
SQL, low-code tools, AI tools
Responsibilities
Lead a team of four or more, oversee daily payment operations, deliver accurate cash positioning, own function controls and regulatory exams, drive automation roadmap with Product and Engineering, maintain procedures for new products
Seniority
Manager to Director level depending on experience
