Analyst - SOX
Core
Plan and execute SOX compliance testing (Test of Design and Test of Operating Effectiveness) for business and financial reporting controls.
Role type
SOX Compliance Analyst
Builds
Internal control documentation and testing evidence for financial reporting
Domain
Finance / Regulatory Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
SOX compliance knowledge, analytical thinking, data integrity management, task prioritization, advanced Excel, advanced PowerPoint, problem-solving
Preferred skills
None stated
Technologies
Microsoft Excel, Microsoft PowerPoint
Responsibilities
Review and update Risk Control Matrices (RCMs), draft and align control language with stakeholders, perform process walkthroughs and Test of Design, document testing observations and support remediation, complete Test of Operating Effectiveness (OE), prepare periodic updates for Senior Leadership/Audit Committee, identify efficiency improvements in the internal control environment
Seniority
Mid-level, independent contributor