CIFS - Sox Internal Controls & Audit Support
Core
Execute SOX management testing and PTP-01 controls by validating populations, selecting samples, reviewing evidence, and documenting test results.
Role type
SOX internal controls testing specialist
Builds
SOX compliance documentation and control validation evidence
Domain
Financial services / Internal Audit
Required skills
SOX testing, Finance processes, Excel, SAP, SPMT, Documentation
Responsibilities
Review control descriptions and risks, validate control populations, select samples using approved methodology, obtain evidence from control owners, test samples against control attributes, document procedures and conclusions, identify exceptions and gaps, update control trackers, submit testing templates for review, address review comments, upload documentation to SPMT, support interim and year-end testing, assist audit information requests.
