Internal Audit - Wealth Management Auditor – Associate
Core
Deliver risk-based audits across the Wealth Management business in Asia, evaluating controls and driving process improvements for clients.
Role type
Associate Internal Audit Auditor (Wealth Management)
Builds
Audit reports, workpapers, and issue remediation plans for Wealth Management activities
Domain
Financial Services / Wealth Management / Risk & Compliance
Required skills
Risk assessment, control evaluation, audit planning, regulatory knowledge, issue tracking, project management, analytical problem-solving
Preferred skills
CFA/CPA/CIA certification, technology audit experience, data analytics (Alteryx/Python), Mandarin proficiency
Technologies
Alteryx, Python
Responsibilities
Plan and execute risk-based audits, evaluate control design and effectiveness, draft audit reports and workpapers, track issue closure and remediation, support regulatory responses, manage audit timelines and milestones
Seniority
Associate, hands-on IC