Risk and Compliance Specialist
Core
Perform compliance reviews, publish reports with actions, and provide closure guidance for Sarbanes-Oxley Act (SOX) compliance.
Role type
Risk and Compliance Specialist
Builds
Effective controls to mitigate risks and prepare for client external audits
Domain
Financial services / Regulatory compliance
Required skills
Sarbanes-Oxley Act (SOX) compliance, Risk mitigation, Control design, Financial process implementation, ERP system support, Audit preparation
Preferred skills
Chartered Accountant (CA) certification, Strategic direction alignment, Team management
Technologies
Enterprise resource planning (ERP) systems
Responsibilities
Perform compliance reviews and publish reports with actions, Design and recommend effective controls to mitigate risks, Assist in implementation of client-designed SOX controls into financial processes and ERP systems, Help service delivery teams prepare for upcoming client external audits, Analyze and solve moderately complex compliance problems
Seniority
Mid-level, individual contributor with small team management potential
