Risk & Reg - TM & KYC
Core
Senior Associate in Risk & Regulatory practice focusing on Transaction Monitoring (TM) and Know Your Customer (KYC) to ensure client regulatory compliance and mitigate risks.
Role type
Senior Associate, Risk & Regulatory (TM & KYC)
Builds
Compliance strategies, risk mitigation frameworks, and client advisory solutions
Domain
Financial Services / Regulatory Compliance
Deliverable
client delivery
Required skills
Transaction Monitoring, Know Your Customer (KYC), Anti-Money Laundering (AML) compliance, Governance Risk Compliance (GRC) methodologies, regulatory landscape navigation, compliance audit execution, risk analysis, compliance training development
Preferred skills
AI fluency, AI-human collaboration, complex regulatory environment navigation, business ethics enhancement
Technologies
Digital tooling, AI platforms
Responsibilities
Navigate complex regulatory landscapes to provide compliance guidance and risk mitigation strategies; Build and maintain meaningful client connections to understand and anticipate their needs; Utilize analytical thinking to break down complex concepts and develop actionable insights; Implement compliance frameworks and conduct compliance audits to validate adherence to regulatory standards; Collaborate with teams to enhance internal controls and governance structures; Conduct risk analysis and monitoring to identify potential compliance issues and recommend solutions
Seniority
Senior Associate, hands-on IC
