Private Wealth Management Registered Client Relationship Analyst
Core
Provide exceptional service to clients and support Financial Advisors/Private Wealth Advisors by managing client accounts, executing transactions, and handling administrative tasks.
Role type
Client Relationship Analyst (Private Wealth Management)
Builds
Client accounts, transaction records, and administrative support for Financial Advisor teams
Domain
Private Wealth Management / Financial Services
Deliverable
client delivery
Required skills
Active Series 7, Series 66/63/65, knowledge of financial products (equities, bonds, options, mutual funds, annuities, insurance), advanced Microsoft Office, detail-oriented, strong organizational skills
Preferred skills
2+ years industry experience, college degree
Technologies
MSOnline, eSign, eAuthorization, firm approved systems
Responsibilities
Execute money movement transactions, answer general non-investment account questions, onboard and maintain client accounts, assist with data entry for new accounts and financial planning, manage calendars and travel itineraries, prepare expense reports, support FA marketing strategy and research
Seniority
Individual Contributor, entry to mid-level