Director - Security Settlements Operations
Core
Supervise security settlement operations for Fixed Income and Equity Securities in the Americas, managing a team and offshore vendor resources to ensure timely clearance, delivery, and risk mitigation.
Role type
Director, Security Settlements Operations
Builds
Secure settlement of securities trades for clients and broker-dealers across Americas markets
Domain
Financial Services / Securities Operations
Required skills
People management, Leadership, Risk mitigation, Process improvement, Regulatory knowledge (U.S. buy-in rules), Analytical problem-solving, Attention to detail
Preferred skills
Security Settlements experience, Equity/Fixed Income product knowledge
Technologies
Microsoft Office (Excel, Word, PowerPoint)
Responsibilities
Investigate and resolve pre-settlement/settlement exceptions and post settlement breaks, Escalate risks associated with settlement and implement risk mitigation methods, Identify areas for process improvement to strengthen control and increase efficiency, Lead the team and provide support and guidance in day-to-day functions, Coaching and mentoring the team, Manage deficits and mitigate risk associated with failing settlement obligations
Seniority
Director, Team Supervisor