Internal Auditor, Institutional Securities, Director (AVP equivalent)
Core
Lead assurance activities and audits to independently assess the quality and effectiveness of internal control, risk management, and governance systems within the Investment Banking and Global Capital Markets division.
Role type
Director-level Internal Auditor (IC)
Builds
Independent assurance reports and risk assessments for the Investment Banking and Capital Markets business lines
Domain
Financial Services / Investment Banking / Capital Markets
Deliverable
dashboards & analysis
Required skills
Audit principles and methodology, Risk assessment and planning, Regulatory knowledge (Investment Banking/Capital Markets), Data analysis, Stakeholder communication
Preferred skills
Experience with continuous monitoring, Formal and on-the-job training participation
Technologies
Audit tools and processes
Responsibilities
Identify risks and prioritize areas of focus, Execute and lead assurance activities (audits, continuous monitoring, closure verification), Facilitate conversations with stakeholders on risk management, Manage multiple deliverables in line with team priorities
Seniority
Director (AVP equivalent), Senior hands-on IC
