Private Wealth Management Registered Client Service Associate
Core
Provide exceptional client service and administrative support to Financial Advisors and Private Wealth Advisors, handling account transactions, onboarding, and daily operational tasks.
Role type
Client Service Associate (Private Wealth Management)
Builds
Client accounts, relationships, and operational support for Financial Advisor teams
Domain
Private Wealth Management / Financial Services
Deliverable
client delivery
Required skills
Active Series 7, Series 66/63/65 licenses, knowledge of financial products (equities, bonds, options, mutual funds, annuities, insurance), advanced Microsoft Office skills, detail-oriented organization
Preferred skills
2+ years industry experience, college degree, multitasking in fast-paced environments
Responsibilities
Execute money movement transactions, onboard and maintain client accounts, answer general non-investment account questions, manage calendars and travel itineraries, prepare expense reports, support marketing strategy, enter client orders
Seniority
Entry-level to Mid-level, individual contributor