Internal Audit Director – Capital Markets (Underwriting)
Core
Lead independent assurance activities to evaluate risks and controls across the Institutional Securities Group (ISG) Underwriting businesses for equity and debt products.
Role type
Director-level internal audit leader (capital markets)
Builds
Independent assurance reports and risk mitigation strategies for the Firm's underwriting operations
Domain
Financial services / Capital Markets / Underwriting
Deliverable
dashboards & analysis
Required skills
Risk assessment, audit methodology, project management, data analysis, change management, team leadership, regulatory knowledge
Preferred skills
CIA, CFA, CPA, CIDA certifications
Technologies
Audit tools and continuous monitoring systems
Responsibilities
Formulate and lead assurance activities to assess risks and control states; Proactively identify emerging risks; Articulate actionable insights to management on risk criticality; Align projects with department priorities and oversee team execution; Coach and mentor team members
Seniority
Director, hands-on leadership
