Global Financial Crimes ISG Advisory Vice President
Core
Provide advisory services related to AML and Sanctions to the ISG Sales & Trading businesses, overseeing the firm's financial crimes program and managing legal, regulatory, and franchise risk.
Role type
Senior IC Financial Crimes Advisory Vice President
Builds
Enterprise-wide financial crimes prevention program and risk views for clients, counterparties, and transactions
Domain
Financial Services / Anti-Money Laundering (AML) / Sanctions / Compliance
Required skills
AML and sanctions regulatory knowledge, transactional due diligence, KYC onboarding, risk ranking reviews, policy drafting, regulatory exam response, stakeholder coordination
Preferred skills
Institutional Securities knowledge, fixed income expertise, project management, training delivery
Technologies
N/A
Responsibilities
Advise on transactional due diligence regarding clients and counterparties; Serve as escalation point for KYC and sanctions questions; Develop and communicate risk views across AML and sanctions; Provide oversight on investment banking and capital markets deals; Draft and execute policies and procedures; Deliver training to business units; Assist in New Product Approvals; Respond to U.S. regulatory exams and inquiries
Seniority
Senior, hands-on IC
