Internal Audit Director - Institutional Securities Group (Equities)
Core
Lead and execute assurance activities for the Institutional Securities Group Equities portfolio in the Americas to assess the quality and effectiveness of internal controls, risk management, and governance systems.
Role type
Director-level Internal Audit Manager (Institutional Securities)
Builds
Independent assurance reports and risk assessments for the ISG Equities portfolio
Domain
Financial Services / Institutional Securities / Equities
Required skills
Audit principles and methodology, risk assessment, control testing, regulatory compliance analysis, data analysis, stakeholder communication, audit planning and reporting
Preferred skills
CIA, CPA, CFA, CIDA, SIE, Series licenses
Technologies
Audit tools, data analysis platforms
Responsibilities
Identify risks and prioritize areas of focus, execute assurance activities including audits and continuous monitoring, facilitate stakeholder conversations on risk management, manage multiple audit deliverables, participate in formal and on-the-job training
Seniority
Director, hands-on IC
