Risk Management and Internal Controls – Investment Solutions Products
Core
Partner with business units to ensure adherence to the risk and control framework, focusing on Private Markets and Alternative Investments.
Role type
Mid-level operational risk manager (investment solutions)
Builds
Control frameworks, risk mitigation processes, and management reporting for investment products
Domain
Financial services, Investment Solutions (Private Markets, Alternative Investments)
Required skills
Risk management, Internal controls, RCSA coordination, Audit support, Examination management, Risk incident analysis, Risk identification, Risk mitigation, Management reporting, IT project risk assessment
Preferred skills
Audit and RCSA experience, Business process and operational control environment experience, Compliance and Audit practices knowledge, IT Security controls knowledge, Financial services industry knowledge, Alternative investments knowledge, Insurance products knowledge
Technologies
MS Office (Word, Excel, PowerPoint), ReCap (Risk Incident Tracking Application)
Responsibilities
Assist in EquityZen migration control framework development, Coordinate RCSA with risk owners, Manage internal/external audit examinations, Monitor and analyze risk incidents, Plan and perform internal reviews of procedures and controls, Lead implementation of enhanced processes for control gaps, Develop and communicate risk management reporting, Assess IT project risk ratings, Review vendor management and user entitlements