GFC Transaction Monitoring, Associate, Oversight, Monitoring and Testing
Core
Review and investigate flagged suspicious transactions and exceptions to detect money laundering risks using a risk-based approach.
Role type
Associate, Transaction Monitoring and Testing
Builds
Alert dispositions and surveillance testing outcomes for the Global Financial Crime (GFC) program
Domain
Financial Services / Anti-Money Laundering (AML)
Required skills
Transaction monitoring, AML compliance, risk-based investigation, regulatory reporting, process improvement, MS Office proficiency, financial market knowledge
Preferred skills
Gen AI tool implementation, analytical mindset, time management, adaptability to shift work
Technologies
GFC Procedures Manual, risk engine, client information systems, MS Office
Responsibilities
Review surveillance items and account activity to resolve alerts, perform outreach to client teams for explanations, escalate suspicious activity, analyze below-the-line testing results, draft disposition summaries, ensure operational SLAs are met, identify program risks, and implement process improvements.
Seniority
Associate, entry-level to mid-level IC