Compliance - AML Analyst | Halifax
Core
Perform due diligence checks and review client investor identifying information using a risk intelligence database to screen for sanctions, PEPs, adverse media, and regulatory events.
Role type
Compliance AML/KYC Analyst
Builds
Investor risk assessments and compliance documentation for private equity and debt funds
Domain
Financial Services / Anti-Money Laundering
Deliverable
client delivery
Required skills
AML/KYC regulations knowledge, risk analysis, documentation management, alert review, escalation procedures, Microsoft Office proficiency
Responsibilities
Perform investor AML/KYC checks using a risk database system, Control and track pending investor documentation by clients, Review and clear alerts daily generated by the risk database, Escalate alerts to cases for further review in a timely manner, Organize logs for ongoing progress monitoring
