Senior Compliance Analyst (AML)
Core
Conducting detailed reviews and investigations of potentially suspicious activity, analyzing transactional activity to identify money laundering and fraud risks, and drafting Suspicious Activity Reports (SARs) for regulatory submission.
Role type
Senior IC compliance analyst (AML)
Builds
Suspicious Activity Reports (SARs) and regulatory filings for life, annuity, and retirement business lines
Domain
Financial services / Anti-Money Laundering (AML)
Required skills
AML investigations, transaction monitoring, SAR drafting, BSA/USA PATRIOT Act/OFAC regulatory knowledge, complex research and analysis, policy/procedure documentation, Microsoft Excel
Preferred skills
ACAMS certification, NICE Actimize platform experience, insurance industry knowledge, FINRA Series 7 license, AML technology transformation experience
Technologies
NICE Actimize, Microsoft Excel
Responsibilities
Conducting detailed reviews and investigations of potentially suspicious activity; Analyzing transactional activity and customer behavior to identify financial crimes risks; Coordinating information gathering for regulatory reporting; Drafting and editing Suspicious Activity Reports (SARs) for FinCEN; Providing guidance to business partners on AML obligations; Supporting risk assessments, audits, and regulatory examinations.
Seniority
Senior, hands-on IC