Deputy MLRO (UK)
Core
Support the MLRO in maintaining, executing, and overseeing the firm's Anti-Money Laundering, Terrorist Financing, Counter-Proliferation Financing, and Sanctions frameworks.
Role type
Deputy Money Laundering Reporting Officer (AML/CFT)
Domain
Financial Services / Regulatory Compliance
Deliverable
client delivery
Required skills
AML/CFT operational experience, UK regulatory framework knowledge, Business Risk Assessment, Regulatory Reporting, Suspicious Activity Report (SAR) investigation, Enhanced Due Diligence, Law Enforcement Liaison
Preferred skills
ICA or ACAMS qualification, experience in EMI, VASP, or fintech
Responsibilities
Ensure operational AML/CFT controls comply with UK regulation; Assist in conducting Business-Wide Risk Assessment (BRA) and maintaining the Financial Crime Risk Register; Gather data for regulatory reporting including FIAU REQ; Provide input into new product development; Conduct quality assurance checks on financial crime controls; Review and investigate internal Suspicious Activity Reports (iSARs); Draft and submit SARs to the NCA; Manage statutory Information Requests and Account Freezing Orders from law enforcement; Conduct secondary reviews on Enhanced Due Diligence cases for PEPs and high-risk entities.