Senior Securities Operations Manager (f/m/d)
Core
Drive operational workflows, controls, and regulatory compliance for a digital wealth management platform managing retail securities trading and settlement.
Role type
Senior Operations Manager (Securities/Custody)
Builds
Scalable, compliant operational infrastructure for retail securities trading and clearing
Domain
European FinTech / Securities Operations / Post-trade infrastructure
Required skills
Securities operations, Outsourced clearing and settlement oversight, Regulatory compliance (German KWG/WpHG/MaRisk), Operational resilience, Due diligence and auditing, Strategic project management
Preferred skills
Mass-affluent retail account management, Fractional shares and savings plans expertise, Clearstream Banking Frankfurt (CBF) and T2S knowledge, German language proficiency
Technologies
Clearstream Banking Frankfurt (CBF), T2S
Responsibilities
Drive evolution of operational workflows for scalability and resilience; Define and execute control frameworks for daily securities processing; Partner with Compliance/Legal/Risk to maintain adherence to German financial regulations; Investigate and resolve complex securities discrepancies and trade breaks; Support due diligence activities and audits for outsourcing partners; Provide subject matter expertise for strategic initiatives like product launches and system migrations
Seniority
Senior, hands-on IC