Director, SOX Compliance
Core
Lead and mature the end-to-end SOX compliance program, ensuring scalable controls and compliance with Section 404(b) and PCAOB standards in a complex technology environment.
Role type
Director, SOX Compliance
Builds
Scalable SOX compliance framework, control documentation, and audit readiness for a public AI infrastructure company
Domain
Financial compliance, IT General Controls (ITGC), IT Application Controls (ITAC), Public Company Accounting Oversight Board (PCAOB)
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
SOX compliance expertise, ITGC/ITAC evaluation, risk assessment, control testing, regulatory knowledge (SOX, COSO, US GAAP), executive communication, team leadership
Preferred skills
Big Four public accounting experience, public company (tech/SaaS) background, ERP systems (NetSuite, SAP), GRC platforms (AuditBoard), high-growth tech environment experience
Technologies
GRC platforms, automation tools, monitoring capabilities, NetSuite, SAP, AuditBoard
Responsibilities
Lead end-to-end SOX program and continuous improvement; Assess and enhance scoping methodology for in-scope systems; Execute risk assessments and control testing; Report to leadership and Audit Committee; Manage external auditor liaison; Develop training programs and SOX literacy; Mentor and develop a team of 3 SOX professionals
Seniority
Director, strategic leadership with hands-on technical execution
