Consumer Transaction Monitoring Investigator
Core
Investigating AML alerts and suspicious financial activity to mitigate financial crime risks and determine SAR filings.
Role type
Senior IC compliance investigator (transaction monitoring)
Builds
Suspicious Activity Reports (SARs) and compliance case resolutions
Domain
Financial services / Anti-Money Laundering (AML)
Deliverable
client delivery
Required skills
AML alert review, SAR preparation, regulatory knowledge (BSA, OFAC, FinCEN), risk assessment, transaction data analysis, Excel
Preferred skills
CAMS or ICA certification, OSINT techniques, end-to-end transaction monitoring/KYC/screening/fraud operations
Technologies
Manual and automated case management systems, Excel
Responsibilities
Review AML alerts and suspicious activity cases; Analyze complex information sets to determine suspicious activity; Assess customer profiles and client data for consistency with typical activity; Document findings in narrative format; Make determinations for potential SAR filings.
Seniority
Mid-level, hands-on IC