Mutual Fund Financial Reporting Director
Core
Provide strategic leadership and overall accountability for financial and regulatory reporting across a diverse portfolio of investment products, including mutual funds, ETFs, 529 plans, separate accounts, private/hedge funds, and collective investment trusts (CITs).
Role type
Director, Financial Reporting & Regulatory Compliance
Builds
Shareholder reports, financial statements, and regulatory filings for mutual funds and other investment products
Domain
Asset Management / Investment Funds
Required skills
GAAP compliance, SEC reporting, internal controls, audit coordination, regulatory interpretation, process optimization, stakeholder management, technical accounting, change management, talent development
Preferred skills
CPA certification
Technologies
N/A
Responsibilities
Lead reporting and regulatory functions ensuring timely, accurate, and complete reporting in compliance with GAAP, SEC, and other applicable regulatory requirements; Establish and maintain a robust control environment by overseeing accounting policies, reporting procedures, internal controls, and service provider oversight framework; Partner with key stakeholders across Legal, Tax, Internal Audit, Product Management, Fund Administration, and service providers to support new products and strategic business initiatives; Serve as a technical resource on complex accounting and financial reporting matters and lead the implementation of new accounting standards and regulatory requirements; Drive continuous improvement of the financial reporting operating model through process optimization, automation, emerging technologies, and scalable operating practices.
Seniority
Director, strategic leadership & operational oversight