Operations and Financial Planning Specialist
Core
Support client service, portfolio management, financial planning, and day-to-day business operations for a financial advisory practice.
Role type
Operations and Financial Planning Specialist
Builds
Investment proposals, financial planning deliverables, client reports, and presentation materials
Domain
Financial Services / Wealth Management
Required skills
Portfolio construction, financial planning, client relationship management, data analysis, CRM management, presentation creation, regulatory compliance
Preferred skills
FINRA Series 7, Series 63, Series 66, Series 65, Life/Health Insurance License, Variable Contracts License
Technologies
Microsoft Excel, Microsoft Word, Microsoft PowerPoint, Microsoft Outlook, Microsoft Teams, Salesforce CRM
Responsibilities
Prepare preliminary portfolio recommendations and investment solutions, develop financial planning recommendations and reports, maintain client account records and update information, create professional charts and presentation materials, coordinate follow-up activities from client reviews, collaborate with advisors and paraplanners on daily operations
Seniority
Mid-level, hands-on IC