Senior Analyst - Compliance
Core
Reviewing and approving product marketing materials, advising stakeholders on permissible marketing activities, and managing new product registrations with foreign regulators for a global investment manager.
Role type
Senior compliance analyst (marketing, licensing, and control room)
Builds
Global product distribution compliance frameworks and controls
Domain
Financial services / Investment management / Regulatory compliance
Required skills
Regulatory analysis, stakeholder advisory, product registration management, risk assessment, procedural alignment, technology rollout support
Preferred skills
Financial services experience, legal background, control room experience, postgraduate study
Technologies
Compliance technology platforms
Responsibilities
Reviewing and approving product marketing materials across multiple jurisdictions, Advising internal stakeholders on permissible marketing activities, Managing new product registrations with foreign regulators, Analysing regulatory change and recommending frameworks and controls, Keeping internal standards and procedures aligned with regulatory obligations, Supporting the rollout of new technology within the compliance function
Seniority
Senior, hands-on IC