Registered Client Service Associate
Core
Provide dedicated support to high-producing advisors by preparing portfolio materials, building financial plans, and managing client interactions to retain and develop relationships.
Role type
Senior IC client service associate (financial planning)
Builds
Financial plans, client meeting materials, and new business documentation for Ameriprise advisors
Domain
Financial services / Wealth management
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Financial planning experience, analytical skills, portfolio preparation, trade execution, new business paperwork processing, client correspondence, data entry, meeting coordination, compliance documentation, expense reporting, file management
Preferred skills
Mandarin language proficiency
Technologies
Contact manager systems, financial planning software, trade execution platforms
Responsibilities
Assist advisor in servicing clients including preparing financial plans, conducting investment research and completing trades and transactions; Prepare and summarize client meetings by scheduling, building agendas, and providing follow-up; Prepare and ensure new business paperwork is successfully submitted including forms, signatures, and documentation; Provide general administrative duties such as answering phones, processing expense reports, and setting up client files