Registered Client Service Associate
Core
Provide dedicated support to high-producing financial advisors by preparing portfolio materials, building financial plans, and managing client interactions.
Role type
Senior Client Service Associate (Financial Planning)
Builds
Financial plans, client meeting summaries, and new business documentation for Ameriprise Financial clients.
Domain
Financial Services / Wealth Management
Required skills
Financial planning, investment research, trade execution, data entry, compliance documentation, client relationship management, multitasking, analytical skills, software proficiency
Preferred skills
Mandarin language proficiency
Technologies
Contact management systems, financial planning software, compliance documentation tools
Responsibilities
Assist advisors in servicing clients including preparing financial plans, conducting investment research, and completing trades; Schedule and summarize client meetings; Prepare and submit new business paperwork including insurance applications and rollovers; Coordinate marketing events and manage compliance documentation; Perform general administrative duties such as answering phones, processing expense reports, and setting up client files.