Compliance Graduate M/F
Core
Support the Head of Compliance in executing the branch's compliance framework with a primary focus on Anti-Money Laundering (AML), Countering the Financing of Terrorism (CFT), and Know Your Client (KYC) obligations to safeguard against financial crime risk.
Role type
Compliance Analyst (Graduate)
Builds
Compliance opinions, transaction monitoring alerts processing, and regulatory reports for Australian financial institutions.
Domain
Banking / Financial Crime / Regulatory Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
AML/CFT/KYC knowledge, transaction monitoring, sanctions screening, Enhanced Due Diligence (EDD), regulatory project management, report writing, policy adherence
Preferred skills
Experience in financial crime or regulatory roles, understanding of Australian Financial Services laws, familiarity with AUSTRAC reporting obligations
Technologies
Fircosoft, Actimize AML, KIWIS, Cosmos Controls, Factiva Dow Jones, WorldCheck
Responsibilities
Monitor and assess AML/CFT typologies and red flags; Review, investigate, and process alerts generated by transaction monitoring systems; Conduct searches on transactions and files via adverse media databases; Conduct Enhanced Due Diligence on high-risk clients and Politically Exposed Persons; Identify, assess, and escalate suspicious matters in accordance with AUSTRAC reporting obligations; Assist in maintaining and updating the Branch's AML/CTF Program; Prepare draft compliance opinion forms and conduct consistency checking on KYC documents; Ensure timely completion and submission of reports to Australian regulators; Devise a business-oriented compliance culture via training facilitation; Perform compliance monitoring, testing, and control.
Seniority
Junior, 0-2 years experience