Registered Operations Leader
Core
Manage operational structures, processes, and branch staff to support business objectives, revenue growth, and client experience for financial advisors.
Role type
Senior IC branch operations leader
Builds
Branch operational efficiency, advisor performance, and client service delivery
Domain
Financial services / Wealth management
Deliverable
production ML models | product features | dashboards & analysis | client delivery | infrastructure
Required skills
supervisory leadership, performance management, financial reporting, budgeting, expense analysis, compliance support, real estate/facilities management, client meeting support, trade execution, administrative process management
Preferred skills
HR policy knowledge, labor law knowledge, team motivation, multi-priority management, analytical skills, process orientation
Technologies
standard business software applications
Responsibilities
Manage resources to achieve revenue and client acquisition targets; lead, coach, and mentor direct reports; build, manage, and analyze branch reports and vitals; assist advisors in servicing clients including preparing financial plans and completing trades; handle general administrative duties and new business paperwork.
Seniority
Senior, hands-on IC