Registered Client Service Associate
Core
Provide dedicated support to high-producing financial advisors by preparing portfolio materials, building financial plans, and managing client interactions.
Role type
Senior Client Service Associate (Financial Planning)
Builds
Financial plans, client meeting summaries, and new business documentation for Ameriprise Financial clients.
Domain
Financial Services / Wealth Management
Required skills
Financial planning, investment research, trade execution, client relationship management, data entry, compliance documentation, event coordination, expense reporting, file management, multitasking, independent work, communication, software proficiency
Preferred skills
None stated
Technologies
None stated
Responsibilities
Assist advisor in servicing clients including preparing financial plans, conducting investment research and completing trades and transactions; Prepare and summarize client meetings by scheduling, entering data, building agendas, escorting clients, and providing follow-up; Prepare and ensure new business paperwork submission including forms, signatures, and documentation tracking; Provide general administrative duties such as answering phones, processing expense reports, and setting up client files