Registered Client Service Associate
Core
Provide dedicated support to high-producing advisors by preparing portfolio materials, building financial plans, and managing client interactions to retain and develop relationships.
Role type
Senior Client Service Associate (Financial Planning)
Builds
Financial plans, client meeting summaries, and new business documentation for Ameriprise advisors
Domain
Financial Services / Wealth Management
Required skills
Financial planning, investment research, trade execution, client relationship management, data entry, compliance documentation, event coordination, administrative support, time management, analytical skills
Preferred skills
Series 7, S63/S66, S65, Life/Health licenses, Variable Contracts
Technologies
Contact management systems, financial planning software, compliance documentation tools
Responsibilities
Assist advisor in servicing clients including preparing financial plans, conducting investment research and completing trades and transactions; Prepare and summarize client meetings by scheduling, entering data, building agendas, and providing follow-up; Prepare and ensure new business paperwork is successfully submitted including forms, signatures, and documentation; Provide general administrative duties such as answering phones, processing expense reports, and setting up client files