Risk and Compliance Associate – Australia
Core
Admin Associate supporting the Legal and Compliance team in managing risk, fraud, and regulatory compliance for a digital wealth platform in Australia and APAC.
Role type
Associate-level compliance and risk operations specialist
Builds
Fraud detection controls, compliance procedures, and regulatory reporting for a digital wealth platform
Domain
Financial services (wealth management, digital advice) and regulatory compliance
Required skills
AML/CTF operations, fraud detection, AUSTRAC reporting, CDD/ECDD, regulatory change management, document review, incident investigation support, compliance procedure drafting, monitoring system triage
Preferred skills
AFSL-regulated environment experience, digital advice framework knowledge, APAC financial services regulation, brokerage/investment platform experience
Technologies
AI tools, monitoring systems, transaction monitoring frameworks
Responsibilities
Support fraud and scam management; prepare analysis and draft procedure updates for regulatory changes; perform alert triage for financial-crime risk; review marketing materials and disclosures for ASIC compliance; support incident investigations; maintain compliance documentation; coordinate local implementation of group risk frameworks.
Seniority
Associate, operational support
